What Changes Will the DOL Fiduciary Rule Bring? Although the proposed United States Department of Labor (“DOL”) fiduciary rule is not necessarily final, it soon will be, and any version of the rule is going to significantly impact the way financial advisors practice. Here’s a snapshot of the details: Who: all advisors and brokers –…




Major Changes Coming for Retirement Investments Brokers and other financial planners who manage retirement investments are in for a big change. The United States Department of Labor (“DOL”) has proposed a rule targeted at forcing brokers to very clearly put the client’s interests above their own. The rule was first proposed in 2010 and has…



